FINRA taps crypto policy figures Rostin Behnam and Dan Gallagher for its board
From theblock.co
Former Commodity Futures Trading Commission Chair Rostin Behnam and Chief Legal, Compliance and Corporate Affairs Officer at Robinhood Markets Dan Gallagher have joined the Financial Industry Regulatory Authority's Board of Governors, where they will help shape the organization’s future rules and policies. FINRA, the self-regulatory organization that oversees brokerage firms, announced four new members on Tuesday. Heather Traeger, the chief compliance officer of Teacher Retirement System of Texas, and Tim Carter, CFO of Piper Sandler Companies, were also named as governors. "Their deep expertise and diverse ...
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