Less than a month after Robinhood agreed to pay $70 million to settle charges brought by the United States Financial Industry Regulatory Authority (FINRA), it appears that the Authority is not done investigating the company and its top management. In particular, FINRA is looking at the registration status (or, to say more precisely, the lack of registration) of certain members of Robinhood’s personnel. According to a document filed with the Securities and Exchange Commission (SEC) on July 27, 2021, Robinhood confirms the probe. The document says that, on July 26, 2021, Robinhood Financial received a FINRA ... (full story)